Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Dale Lester | 817499 | 14 | 01/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Clay Breeden | 2117732 | 1 | 10/15/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Arthur Melzer | 331794 | 5 | 10/01/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Laile Landauer | 301411 | 2 | 08/15/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Dean Miller | 1560776 | 2 | 07/27/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Grace Fischetti | 208406 | 2 | 02/07/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Taylor Morrison | 601254 | 5 | 01/01/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nadine C Brookins-White | 1609928 | 2 | 01/01/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Felix Roman Park | 356437 | 11 | 12/01/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip H Bruneau | 2104821 | 3 | 12/01/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |