Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Kenneth Reiner | 839876 | 2 | 12/19/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Spencer Yancey | 1392199 | 1 | 12/10/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eugene Paul Weisbrod | 1072140 | 4 | 12/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Richard Jones | 6410522 | 2 | 12/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Salvatore Victor Soldano | 1086234 | 2 | 11/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Kenneth Carter | 1466159 | 3 | 10/20/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Cawthon Sorsby | 809318 | 4 | 10/13/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eugene Jack Kostrewa | 1360766 | 2 | 10/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Joseph Robles | 857485 | 3 | 08/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Dale Lester | 817499 | 14 | 04/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |