Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clem Cabell Wilkes | 1026732 | 1 | 10/01/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Everett Farrar | 204735 | 1 | 10/01/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard G Golod | 842330 | 2 | 09/25/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Arrington Tullis | 823767 | 4 | 09/11/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Dale Phillips | 837381 | 1 | 09/08/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Garfield Johnson | 870039 | 1 | 07/29/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Brian Griep | 3104589 | 3 | 04/07/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lewis Hyde Brereton | 870008 | 2 | 03/01/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Saul Minker | 336377 | 8 | 02/01/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Burton Hassler | 858435 | 5 | 01/14/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |