Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard James Radigan | 728770 | 3 | 08/13/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Terry Staples | 1093646 | 1 | 08/03/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edward Dunn | 851381 | 5 | 07/30/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Howard Klein | 602023 | 7 | 06/07/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Joseph Ponz | 862757 | 5 | 06/04/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Jean Floyd | 2333381 | 3 | 06/01/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Craig Kasprak | 837176 | 2 | 05/24/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Aloysius Tuerk | 450214 | 4 | 05/20/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marvin Ray Fisher | 1159428 | 7 | 05/01/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Allen Heyl | 848481 | 1 | 04/30/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |