Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Nachman Burkhalter | 1760248 | 2 | 11/01/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Max Jack Safdie | 408921 | 8 | 10/27/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Gerard Gundy | 1127210 | 1 | 10/26/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Gregory Thill | 703290 | 4 | 10/21/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Burton William Bartlett | 1038728 | 4 | 10/06/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alfred Wayne Slayton | 426278 | 2 | 09/28/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anne Lane Davidson | 728189 | 8 | 09/15/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Richard Lowe | 864311 | 5 | 09/03/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerard Russell Rabadeau | 865541 | 4 | 08/31/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Joseph Henkel | 2959888 | 2 | 08/18/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |