Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Leonard Hannett | 236025 | 5 | 01/10/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Peter McKae | 328508 | 3 | 01/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Glenn Schwarz | 1014372 | 9 | 01/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Irwin Hilton Shapiro | 1092803 | 3 | 12/21/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Elliott Boe | 860769 | 2 | 12/15/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Eugene Kelly | 722461 | 1 | 11/23/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas E Lyons | 726905 | 2 | 11/15/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barbara Ann Lane | 3240667 | 2 | 11/15/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Benson Cannon | 846338 | 3 | 11/04/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Alan Blatz | 706158 | 6 | 11/04/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |