Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Scott Levy | 1110060 | 1 | 05/02/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edgar William Harris | 712496 | 2 | 04/29/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Brad Armstrong | 857339 | 1 | 04/13/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joni M Sharkey | 1439302 | 1 | 04/10/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Charles Pellar | 732975 | 3 | 03/23/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry Mendelson | 1003861 | 1 | 03/23/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Schrobilgen | 415228 | 2 | 03/04/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Chenian | 820949 | 2 | 03/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Dudenhoefer | 1310867 | 5 | 03/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Haggerty | 728634 | 11 | 01/11/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |