Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Underhill | 451585 | 2 | 12/20/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Edward Piccirillo | 835562 | 5 | 12/13/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Kenneth Sosnowy | 430944 | 2 | 12/07/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary James Perrault | 1015589 | 3 | 12/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Lea Weidner | 1035592 | 1 | 11/16/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dave Keith Hutchison | 732974 | 2 | 11/14/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Holly Lee Hendrix | 836958 | 10 | 10/28/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Leonard Sanders | 1177680 | 7 | 10/24/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Lee Dodds | 1092926 | 2 | 10/12/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lee Rowe | 1010502 | 4 | 10/05/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |