Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Allan Krogh | 275717 | 4 | 03/14/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Damien Gill | 1076361 | 16 | 02/21/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Witt Bryan | 33894 | 3 | 02/09/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Richard Lowe | 864311 | 5 | 02/06/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Jay Sandman | 707963 | 5 | 02/03/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Peterrobert Valeri | 3171961 | 2 | 01/20/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Sanford Kaufman | 1065124 | 1 | 01/18/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Coleman Lettice | 1201408 | 4 | 01/16/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Robert Kjerland | 737104 | 2 | 01/12/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Cremo | 1005649 | 4 | 01/06/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |