Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Bernard Kelly | 1114573 | 4 | 04/23/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Veronica Anne Murphy | 1011151 | 3 | 04/18/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Clent Kingsbery | 270212 | 2 | 04/11/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert B Wright | 874400 | 2 | 04/06/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| J Michael Moser | 1024835 | 5 | 04/05/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Dean Vanech | 1107791 | 5 | 04/03/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay Mark Miller | 717726 | 4 | 03/29/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mark Curry | 1005709 | 5 | 03/23/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric van Standifer | 1025776 | 3 | 03/19/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sanford Barry Venitt | 1014412 | 8 | 03/16/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |