Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eithne Anne McLaren | 1373367 | 2 | 08/15/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Herbert John Gee | 219221 | 11 | 08/13/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph John Weirich | 1193517 | 1 | 08/02/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Peter Petrocine | 707203 | 4 | 07/20/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Baron Rothschild | 866836 | 3 | 06/20/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Daniel Selkowitz | 418502 | 3 | 06/04/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Maurice Connelly | 1047393 | 2 | 05/23/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard James Greulich | 856695 | 5 | 05/11/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ray Noack | 717608 | 2 | 05/04/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerry Don Boddy | 1050333 | 1 | 04/27/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |