Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Andrew Mulhaul | 1009370 | 7 | 10/16/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joe Martin Bryant | 708077 | 1 | 10/08/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Philip Badler | 838562 | 1 | 10/08/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Dennis Herrmann | 244194 | 4 | 10/07/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory James Miller | 1043259 | 4 | 10/01/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Steven Goldwater | 866798 | 3 | 09/15/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Wayne Meyer | 1041337 | 7 | 09/12/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gilbert Nicholas Greer | 723153 | 3 | 09/10/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Richard Kratz | 728258 | 5 | 09/04/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Madison Miller | 722184 | 2 | 08/27/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |