Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Sanford Barker | 816649 | 1 | 12/21/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alexander Porro | 1064674 | 2 | 12/18/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lonna Kaye Heaton | 839407 | 1 | 12/01/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Levi Britian Edgecombe | 75538 | 2 | 11/30/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Russell Colavito | 732893 | 5 | 11/16/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James McGee Walker | 1108895 | 4 | 11/15/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Carl Spell | 709178 | 4 | 11/02/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Glenn Schwarz | 1014372 | 9 | 11/01/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Park Stickney | 2080562 | 1 | 11/01/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lori Ann McGuinness | 1751014 | 2 | 10/18/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |