Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nelson Negron | 2034841 | 2 | 03/25/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Carter Wood | 862979 | 2 | 03/08/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Jones | 1423348 | 4 | 03/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Diane Clare Jakubowski | 733863 | 3 | 02/28/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Delfino | 64520 | 3 | 02/15/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Michael Frado Jr | 1015966 | 1 | 02/14/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph David Melfi | 1003241 | 2 | 01/25/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Gorman | 1070636 | 10 | 01/03/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Kozlowski | 839901 | 1 | 01/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Louis Meier | 1034987 | 2 | 12/26/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |