Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Thompson Schmid | 1259468 | 2 | 06/11/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Alan Hartzmark | 1106323 | 3 | 06/05/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeanne Marie Edwards | 1092525 | 1 | 06/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Steven Weaver | 831310 | 2 | 05/22/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Bennett Dorman | 1135912 | 2 | 05/15/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Robert Jesionowski | 258540 | 2 | 05/08/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Andrew Blick | 858393 | 4 | 05/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alvin Lawrence McGill | 1269862 | 4 | 04/29/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert J Malone | 1143677 | 1 | 04/19/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Craig Ellis | 1334696 | 5 | 04/10/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |