Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Clarence Brinker | 1311360 | 2 | 11/17/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David John Fisher | 1579312 | 2 | 11/08/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randall Joseph Hulick | 1971101 | 1 | 10/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Michael Eberz | 1036172 | 2 | 09/20/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Ramsey | 1209836 | 2 | 08/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Frost | 1212791 | 7 | 07/31/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paige Lynn Spalding | 2376441 | 1 | 07/26/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Mihran Kargenian | 1038418 | 3 | 07/02/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Tarka | 852709 | 3 | 06/24/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dewey Wade Hildebrand | 1032466 | 3 | 06/12/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |