Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Stanley Crooks | 1710936 | 1 | 03/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Valence Montgomery Williams | 1389729 | 9 | 02/26/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ersel Lee Carter | 1683739 | 2 | 02/21/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angelo C Prieto | 4837146 | 2 | 02/16/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William James Christie | 46447 | 1 | 02/10/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Paul Frazer | 213290 | 5 | 02/10/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Rodger Bolton | 1086678 | 12 | 01/03/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Edward Lewis | 1013720 | 5 | 01/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tanja Marie Shibley | 1467106 | 1 | 12/12/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Hubbard | 2338310 | 2 | 12/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |