Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Phillip West | 826595 | 10 | 06/03/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Edward Segers | 1101326 | 1 | 05/23/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Sutcliffe Stoll | 704129 | 2 | 05/23/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Diana Lee Bryan | 1361610 | 1 | 05/22/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Byrd Perkins | 360281 | 2 | 05/02/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terence James McNamara | 1344799 | 2 | 05/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gene Wilbur Williams | 851665 | 7 | 04/28/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Gerard Cahall | 1472057 | 3 | 04/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Henry Chitwood | 2083895 | 3 | 03/17/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Noel Fredette | 1283377 | 5 | 03/12/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |