Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Louis Dennis | 1405477 | 2 | 08/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jose Miguel Abadin | 1273345 | 2 | 08/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Constance Grace Lawton | 1083774 | 1 | 07/23/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Rebecca Hitchcock | 1094311 | 3 | 07/16/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Eric Susskind | 1255574 | 2 | 07/14/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Hillel Levine | 1396570 | 2 | 07/07/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Fletcher Bernard | 19811 | 1 | 06/22/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Oehl | 1313682 | 8 | 06/13/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Richard Walsh | 722847 | 1 | 06/10/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Malcolm Kanan | 1029302 | 8 | 06/06/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |