Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Phillip West | 826595 | 10 | 12/02/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James McGee Walker | 1108895 | 4 | 11/22/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George William Scritchfield | 843388 | 4 | 11/14/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Linda Maureen Cheney | 1241666 | 1 | 11/10/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Carl Shaffer | 716363 | 3 | 11/03/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Roger Skapyak | 2069520 | 1 | 11/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis Kennedy | 1405302 | 1 | 10/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norbert Michael Witt | 1013032 | 5 | 09/12/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Solomon Bodner | 862064 | 4 | 08/11/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Henley Ruby | 1317034 | 2 | 08/04/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |