Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Gene Kirts | 1500719 | 6 | 02/13/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Lee Tabor | 1079602 | 2 | 02/12/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Swaney | 1211938 | 2 | 02/09/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Aloysius Devane | 1024664 | 1 | 02/05/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Cornell | 1145106 | 1 | 02/04/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Robert Tufts | 1217671 | 2 | 01/30/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephan Jon Parks | 1002791 | 4 | 01/19/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Anthony Bruno | 1419415 | 1 | 12/24/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Leigh Waisman | 1140939 | 7 | 12/12/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Baroutas | 1252613 | 4 | 12/11/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |