Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Gene Loxterman | 1128428 | 1 | 05/14/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harold Edgar Weber | 1189975 | 4 | 05/13/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Wilshire Moon | 1268330 | 1 | 04/29/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hugh Nicholas Bellingreri | 17632 | 1 | 04/13/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Austin Howle | 1284162 | 5 | 04/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Waylon Bruce Jackson | 1296347 | 1 | 03/22/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald J Joseph Mahoney | 1233362 | 2 | 03/18/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karl Grant McGhee | 1481438 | 6 | 03/09/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Thomas Metcalf | 1107415 | 1 | 02/27/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Richard McGahan | 1447083 | 2 | 02/23/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |