Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Martin Lomes | 1395977 | 2 | 06/10/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Michael Miller | 1124349 | 3 | 06/02/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ted Michael Stein | 1111798 | 2 | 06/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mindy Mara Lynn Beck | 1454834 | 1 | 06/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Martin Potvin | 366518 | 2 | 05/28/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ivan Juan Rodriguez | 1884770 | 2 | 05/27/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Winston Cartwright Sheppard | 1028461 | 1 | 05/22/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 05/19/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie Benjamin Goldstein | 1300590 | 7 | 05/14/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Chudnoff | 1101302 | 2 | 05/14/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |