Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Szostak | 1215485 | 1 | 07/30/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Alan Johnson | 1091451 | 3 | 07/21/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Woods Unsworth | 1609040 | 19 | 07/13/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Goldstein | 224574 | 3 | 07/09/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Lee Bowers | 1476669 | 2 | 07/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 06/30/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Stenning Miller | 335078 | 4 | 06/24/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Stephen Walls | 1105863 | 14 | 06/22/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Joe Auer | 839913 | 3 | 06/15/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel Clifford Munhollon | 813056 | 5 | 06/12/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |