Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wallace Martin Giakas | 1068278 | 3 | 10/02/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Randall Shaber | 1080419 | 2 | 09/23/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vernon Lequith Outlaw | 1000672 | 1 | 09/18/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Lynn Taylor | 1322133 | 1 | 09/17/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward James Schuller | 848424 | 2 | 09/14/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald William Nicholson | 1024239 | 3 | 09/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Edward Piccirillo | 835562 | 5 | 08/12/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas W Repaskey | 1101868 | 4 | 08/12/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Pierce van Benschoten | 1772365 | 3 | 08/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Albert St Pierre | 812522 | 4 | 07/31/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |