Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Phillip West | 826595 | 10 | 12/18/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Scott McLaughlin | 1510342 | 1 | 12/16/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Allan Cosgrove | 1047934 | 5 | 12/04/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Gorman | 1070636 | 10 | 12/02/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis Richard Bishop | 22086 | 5 | 12/02/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Lynn Forbes | 3120120 | 2 | 12/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 11/23/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert David Meyers | 1409245 | 11 | 11/13/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey John Agoglia | 1028093 | 1 | 11/12/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon Ann Martin | 1099820 | 3 | 11/10/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |