Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Richard Himmelstein | 733047 | 1 | 02/03/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Robert Picerno | 1286500 | 1 | 02/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Edward Braam | 855021 | 4 | 01/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Lee Toft | 1226753 | 8 | 01/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Alan Entrekin | 722802 | 10 | 01/19/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Otto Lengwenus | 1011032 | 2 | 01/18/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John J Vondra | 1596886 | 2 | 01/14/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paula Jane Parkerson | 1233941 | 11 | 01/04/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Frederick Guensch | 1769051 | 4 | 12/22/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard A Bailey | 1260597 | 10 | 12/21/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |