Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Pillsbury Gates | 1082671 | 1 | 04/17/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edwin Restrepo | 1615044 | 1 | 04/14/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Christopher Martinenko | 1195006 | 2 | 04/14/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Stenning Miller | 335078 | 4 | 04/11/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ramon Smith | 5148605 | 2 | 03/31/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Mitchell Yabko | 1548426 | 4 | 03/29/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Alan Knutilla | 5072260 | 2 | 03/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Dale Hamilton | 733504 | 4 | 03/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerry Snyder | 1049006 | 5 | 03/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Wayne Willis | 1001859 | 1 | 03/22/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |