Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Glen Smith | 1093145 | 3 | 07/20/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Calvin Courtney Knight | 1574705 | 2 | 07/15/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Eugene Laheta | 1401784 | 1 | 06/30/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Oehl | 1313682 | 8 | 06/29/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore John Delisi | 1708361 | 3 | 06/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Matthew Padrick | 4638777 | 1 | 06/15/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Patrick Holland | 248584 | 2 | 06/08/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Valentino Michael Scott | 1497615 | 17 | 06/06/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas P Heilman | 1445421 | 2 | 06/03/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Charles Wyshak | 1272260 | 15 | 06/02/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |