Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Douglas Temple | 1689281 | 1 | 11/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffery David Renley | 1234664 | 5 | 11/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Victor Degeeter | 1272834 | 3 | 11/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Scott Jones | 1504897 | 4 | 11/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Bryant | 1096292 | 1 | 10/31/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Lyle Kaplan | 1665353 | 1 | 10/27/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edward Egan | 1478745 | 3 | 10/24/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Rex Voegtlin | 1138611 | 12 | 10/14/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edwin Lumpkin | 1013447 | 2 | 10/07/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul J Colligan | 1611890 | 4 | 10/05/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |