Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Harrison Schwarz | 1098653 | 6 | 03/20/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracy A Pulvers | 368795 | 1 | 03/15/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Kingsley Lombardo | 1229340 | 20 | 03/10/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Gerrard Giordano | 1157896 | 4 | 03/10/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Frank Denes | 1831276 | 11 | 03/08/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Perdie | 1042430 | 3 | 03/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rodney Clarke Jones | 1111094 | 3 | 02/17/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glenn Braxton Moyer | 1045504 | 3 | 02/07/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Joseph Dibenedetto | 1037221 | 7 | 02/02/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Donald Landsberg | 1267003 | 3 | 02/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |