Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Nyquist | 867505 | 3 | 06/22/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Wayne Jenkins | 1646067 | 5 | 06/08/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Barton | 1356647 | 2 | 05/31/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Stephen Buciak | 1394350 | 3 | 05/26/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Vincent Wallerius | 1976241 | 1 | 05/21/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Philip Pedigo | 844140 | 3 | 05/19/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Hoyt Hicks | 1272847 | 3 | 05/19/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Corey Mason | 1525548 | 3 | 05/12/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Shumski | 1636896 | 1 | 05/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Patrick Sheff | 1971333 | 1 | 05/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |