Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Eugene Frerichs | 1486713 | 2 | 05/14/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Douglas Ziller | 1532514 | 3 | 05/10/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wayne Michael Coy | 1665279 | 1 | 05/10/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kurt David Larson | 1653629 | 2 | 05/04/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas P Heilman | 1445421 | 2 | 05/02/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Michael Volpe | 1112161 | 2 | 05/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angelo Achilles Armenta | 1537445 | 6 | 05/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack Gilliam | 1379657 | 2 | 04/24/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Robert Gorrell | 803135 | 17 | 04/19/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas George Friend | 1759671 | 3 | 04/18/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |