Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edward Thomas | 1276394 | 4 | 06/13/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Holden | 1718126 | 1 | 06/03/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bobby Lee Glass | 222733 | 2 | 06/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| J.Rufino Bernabe Tortona | 2311309 | 2 | 06/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Arthur Hayett | 1015599 | 3 | 05/30/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Scott Koontz | 1884085 | 2 | 05/24/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Alan Levitt | 1442208 | 2 | 05/17/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Tony Carfang | 1228995 | 2 | 05/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Christian Dedyo | 1533171 | 1 | 05/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Dean Bronfman | 836754 | 4 | 05/14/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |