Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Hammond Cunningham | 839378 | 2 | 07/26/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Hammond Cunningham | 839378 | 2 | 07/26/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Stephen Duko | 1801279 | 1 | 07/20/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| N David Hoover | 1722534 | 4 | 07/20/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Joseph Martin | 1744382 | 1 | 07/17/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott McCranie | 1536627 | 1 | 06/29/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Benedict Steege | 1060713 | 21 | 06/28/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Lee Downs | 1577338 | 1 | 06/26/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marilyn Laverne Grant | 1396336 | 1 | 06/26/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stamford Yung Niou | 1283978 | 2 | 06/22/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |