Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Benjamin James | 1627261 | 1 | 10/08/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Margolis | 1743378 | 3 | 10/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Joseph Kuska | 1250040 | 3 | 09/27/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Indra Ramsahai | 1705579 | 6 | 09/14/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas James Askins | 1252945 | 1 | 09/10/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Margaret Archer | 1971356 | 3 | 09/10/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles David Sisk | 1045364 | 2 | 09/04/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Kevin Stroh | 1332600 | 7 | 09/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Edward Cohn | 1332765 | 9 | 09/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Scott Hunter | 2019766 | 2 | 08/29/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |