Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gene Peter Valentino | 1107642 | 4 | 11/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joel Shapiro | 1198452 | 2 | 11/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Curt Byron Allen | 1659391 | 6 | 10/31/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David L Petray | 1974569 | 11 | 10/30/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Lyndon Taylor | 1423130 | 7 | 10/26/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Kennett Barrus | 712703 | 1 | 10/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Jeffrey Brooks | 835586 | 4 | 10/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Alan Blatz | 706158 | 6 | 10/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Donald Windle | 1035488 | 1 | 10/12/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Haig Alexander | 2087736 | 2 | 10/11/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |