Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sean Allen Marcelino | 2586293 | 2 | 12/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Terence J Creighton | 733174 | 3 | 11/29/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Vincent Parascandola | 1809946 | 1 | 11/23/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John Francis Norton | 814529 | 1 | 11/22/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Swatick Majumdar | 2049001 | 2 | 11/21/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bernice Ethel Stowell | 1242709 | 1 | 11/14/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Theodore Douglas Williamson | 1122446 | 5 | 11/12/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Don Celestin | 1700674 | 2 | 11/09/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Don Clay Hall | 823983 | 8 | 11/08/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Paul Leslie Dranove | 1400006 | 4 | 11/06/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |