Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Joseph Aliotta | 1146371 | 2 | 06/11/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tom Abel Puentes | 1713812 | 35 | 06/10/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jose Leon Maya | 1793189 | 3 | 06/03/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Frederic Arutt | 1335916 | 3 | 05/31/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Anthony McDonald | 1411308 | 4 | 05/29/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louise W Glover | 2131841 | 1 | 05/22/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Burton B Roton | 842107 | 1 | 05/17/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charlotte Jean Shelton | 1009149 | 5 | 05/15/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harry Allen Strunk | 1736810 | 2 | 05/13/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Albert James Brasseur | 1260737 | 3 | 05/07/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |