Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Allen Gelber | 1820592 | 4 | 07/01/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roy Amos Alford | 1017446 | 2 | 07/01/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wade T Cardon | 1465222 | 3 | 06/28/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Gerard Haase | 1122068 | 1 | 06/27/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Alan Miller | 1852684 | 4 | 06/26/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steve Dee Taton | 1578300 | 14 | 06/24/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack Ames Wells | 1345115 | 2 | 06/21/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hans David Backlund | 1372077 | 9 | 06/18/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sterling Matthew Zerbe | 1713756 | 1 | 06/17/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Enrique Hugo Bargioni | 1233353 | 2 | 06/13/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |