Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Wright | 6604076 | 2 | 08/16/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Quentin Cannon | 39762 | 4 | 08/14/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Adam Lawrence | 1549158 | 2 | 08/08/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Patrick Brusewitz | 1321826 | 2 | 08/01/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Keith Cole | 1787207 | 2 | 08/01/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Anthony Jung | 4555142 | 2 | 08/01/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Ross Houck | 710813 | 4 | 07/31/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Saeid Moinpour | 704713 | 1 | 07/24/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Allen Henley | 1502102 | 10 | 07/22/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hugh Michael Neuburger | 2063065 | 1 | 07/10/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |