Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Genzen Sun | 1313212 | 1 | 12/09/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Burner Crew | 1685632 | 9 | 12/02/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Joseph Plunkett | 1475468 | 2 | 12/02/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Dale Strong-Coover | 1813958 | 1 | 11/26/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Sutter Sponholtz | 2003702 | 2 | 11/25/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Vincent Kromer | 1448765 | 6 | 11/21/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Mario Cariello | 1052729 | 1 | 11/15/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Woo Fong | 1077109 | 3 | 11/14/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Arthur Goodwin | 225454 | 1 | 11/13/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph J Dolan | 1941698 | 1 | 11/03/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |