Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Owen Palmer | 1404876 | 3 | 02/07/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Albert Howard | 706326 | 3 | 02/05/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Pierre Diorio | 1646245 | 2 | 01/20/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Yetman | 1036486 | 3 | 01/17/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Sue Gillen | 6165767 | 2 | 01/15/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Marchassalla | 1338199 | 10 | 01/14/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Jeffery Funk | 1617388 | 1 | 01/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Gordon Driscoll | 1971344 | 1 | 01/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Lee Hamilton | 1315434 | 2 | 12/30/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ken Kato | 7400515 | 2 | 12/12/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |