Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Michael Denhard | 1763394 | 3 | 03/05/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gilberto Lazaro Rodriguez | 1062694 | 5 | 03/04/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Earl Frost | 1065766 | 6 | 03/02/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Wright | 724670 | 5 | 03/02/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Edward Fritz | 1368142 | 1 | 03/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Todd McGonigle | 1747514 | 2 | 02/28/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eduardo C Marr | 1738269 | 2 | 02/21/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Neil Anderson Scott | 859955 | 8 | 02/20/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian van Mattson | 1685985 | 5 | 02/11/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Greiner | 1443680 | 3 | 02/08/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |