Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Calvin Kerr | 1943918 | 5 | 05/05/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Joseph Diner | 1643052 | 1 | 05/04/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anne Lane Davidson | 728189 | 8 | 05/02/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Frank Cerwin | 1008485 | 4 | 05/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Robert Alvarez | 4266877 | 4 | 05/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Silver | 2068178 | 1 | 04/28/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Haber | 1276312 | 2 | 04/24/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Thomas Montville | 2037595 | 2 | 04/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ahmed Mohamed Soliman | 1048720 | 3 | 04/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Lind Hooker | 1761486 | 7 | 04/08/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |