Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Iovino | 1393469 | 7 | 06/05/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Anthony Eno | 1209077 | 4 | 06/02/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Garold Wayne Beard | 1940200 | 2 | 06/02/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Dana Jon Lundquist | 2269328 | 4 | 06/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Raymond Arthur Evans | 1858973 | 3 | 05/28/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jack Doyle Howell | 1102096 | 2 | 05/27/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Emmanuel Christopher Geronimos | 221283 | 2 | 05/26/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Wilson Cornell | 1884609 | 8 | 05/18/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
William R Coke | 1526771 | 2 | 05/18/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gary Richard Marder | 2066933 | 7 | 05/07/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |