Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert J Oefinger | 2225472 | 2 | 07/23/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Alan Heiple | 1714085 | 1 | 07/18/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Bennett Martin | 729331 | 8 | 07/14/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Lucina | 1522397 | 5 | 07/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jon Friedman | 1038517 | 5 | 07/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Brian Forehand | 1618003 | 7 | 07/08/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Maryann Elizabeth Chibbaro | 1832511 | 4 | 07/06/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shane Lynton Conley | 4057295 | 2 | 07/02/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Steven Calderone | 1753657 | 1 | 06/18/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kim Jay Salamy | 1545465 | 1 | 06/08/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |