Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven George Collins | 1587182 | 8 | 08/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Steven Immel | 1335182 | 20 | 08/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Morris | 2009038 | 2 | 08/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Oscar Albert Sandberg | 410036 | 4 | 08/11/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Stephen Fitzpatrick | 1447182 | 8 | 08/11/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ramiro Jose Sugranes | 1660839 | 7 | 08/07/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Lawrence Logsdon | 1376878 | 9 | 08/04/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| J.Rufino Bernabe Tortona | 2311309 | 2 | 08/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Daniel Hansen | 1133587 | 4 | 07/31/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Henry Busch | 2176747 | 1 | 07/24/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |