Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Francis Puhl | 1045552 | 5 | 09/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Flynn Cohen | 1196489 | 2 | 09/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Dewitt Burger | 1803341 | 1 | 08/25/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Mark Milano | 1512188 | 1 | 08/25/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John S Foster | 2209490 | 1 | 08/24/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Joseph Haberman | 1273944 | 3 | 08/19/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Maureen Ignatia Berry | 834117 | 26 | 08/19/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nick H Singh | 1023361 | 1 | 08/15/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Paul Behl | 1216009 | 3 | 08/14/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pina Formicola | 1852847 | 1 | 08/14/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |