Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Richard Woodcox | 3120769 | 1 | 12/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Allen Henley | 1502102 | 10 | 12/04/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Ben Mirer | 336638 | 9 | 12/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Franklin Walker | 1172857 | 2 | 11/30/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Yocavitch | 1192603 | 7 | 11/25/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Edward Bidzinski | 1025161 | 9 | 11/25/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Henry Hopkins | 1505181 | 2 | 11/20/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Abbas Baqueri | 1666788 | 3 | 11/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Nixon | 2169631 | 7 | 11/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Ralph Zurek | 1293456 | 1 | 11/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |